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Sample AI Compliance Report

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Sample

Company Context

Company

Acme Hiring Suite

Industry

HR & Recruitment

Company Size

51–250 employees

Risk Score

52/68

Executive Summary

Acme Hiring Suite is currently classified as High Risk due to AI-assisted candidate ranking and interview scoring workflows. The company uses three AI systems in production: a CV screening tool, an automated interview scorer, and a candidate ranking algorithm. The current governance posture shows partial controls in transparency and documentation, with material gaps in formal risk management and human oversight evidence.

Immediate priority should be implementing a documented risk-management process and a role-based oversight model before expanding AI use in employment decisions. Without these controls, the company faces potential fines of up to €35 million or 7% of global annual turnover under the EU AI Act.

Risk Classification

High Risk

Acme Hiring Suite deploys AI systems that directly influence employment decisions — specifically candidate screening, interview scoring, and ranking. Under Annex III of the EU AI Act, AI systems used in recruitment and selection of candidates are explicitly classified as high-risk. The systems have a meaningful effect on individuals' access to employment, and the current lack of formal human oversight mechanisms increases the overall risk posture.

Article 6 — High-risk classification Annex III — Employment & workers Article 9 — Risk management Article 10 — Data governance Article 13 — Transparency Article 14 — Human oversight Article 27 — Registration

Compliance Gaps Identified

Risk Management System

HIGH

No formal risk management process exists for AI systems. Risk assessments are performed ad-hoc without documentation or periodic review cycles.

Implement a continuous risk management framework per Article 9 with documented risk identification, analysis, and mitigation measures.

Article 9, Article 17

Human Oversight Mechanisms

HIGH

AI-generated candidate rankings are used directly without mandatory human review checkpoints. No override procedures are documented.

Establish mandatory human review for all adverse employment decisions. Document override authority and escalation procedures.

Article 14, Article 26

Technical Documentation

MEDIUM

Partial documentation exists for the CV screening model but is missing for interview scoring and ranking systems. No Annex IV compliant documentation.

Create Annex IV compliant technical documentation for all three AI systems, including intended purpose, training data provenance, and performance metrics.

Article 11, Annex IV

Prioritized Action Plan

1

Appoint an AI compliance officer and establish governance committee

Timeline: Immediate (Week 1–2)

2

Implement Article 9 risk management framework with documented procedures

Timeline: Short-term (Month 1)

3

Add mandatory human review checkpoints before any adverse hiring decision

Timeline: Short-term (Month 1–2)

4

Create Annex IV technical documentation for all three AI systems

Timeline: Medium-term (Month 2–3)

5

Register high-risk AI systems in the EU database per Article 27

Timeline: Medium-term (Month 3)

6

Conduct initial Fundamental Rights Impact Assessment (FRIA)

Timeline: Medium-term (Month 3–4)

Implementation Timeline

Immediate (Week 1–2)

Governance Setup

Appoint compliance owner, form governance committee, conduct internal AI system inventory, and establish communication protocols.

Short-term (Month 1–2)

Critical Controls

Implement risk management framework, add human oversight checkpoints, begin technical documentation, and set up incident reporting.

Medium-term (Month 3–4)

Documentation & Registration

Complete Annex IV documentation for all systems, register in EU database, conduct FRIA, and establish monitoring dashboards.

Before Aug 2, 2026

Full Compliance

Complete all required conformity assessments, establish ongoing monitoring cadence, train staff on AI governance, and prepare for potential audits.

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